Thomas S Dziubela
Investment adviser representative at Rockefeller Capital Management
17 yearsExperience
1 stateRegistered in
$99.6BFirm assets
8 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
17 years in the industry.
- Rockefeller Financial LLCOct 2025 to now
- Rockefeller Capital ManagementJul 2025 to now
- Rockefeller Capital ManagementJun 2024 to Aug 2024
- Siena CollegeSep 2021 to May 2025
- Regis High SchoolSep 2017 to Jun 2021
- St. Patrick's SchoolSep 2009 to Jun 2017
Exams passed
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 1 state (NY).
Rockefeller Capital Management
Legal name: Rockefeller Financial LLC
$99.6BAssets managed
50,292Clients
692Advisers
8 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8175707
- Firm CRD
- 291361