Garrett James Peterson
Investment adviser representative at Spectrum Asset Management Inc
11 yearsExperience
1 stateRegistered in
$657.3MFirm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
11 years in the industry.
- Spectrum Asset Management IncJun 2025 to now
- UnemployedDec 2024 to Jun 2025
- Comply KeyOct 2023 to Dec 2024
- UnemployedAug 2023 to Dec 2023
- VerkadaAug 2021 to Aug 2023
- StudentAug 2015 to Aug 2021
Exams passed
- Series 66 · Uniform Combined State Law2024
- Series 65 · Uniform Investment Adviser Law2025
State registrations
Registered as an investment adviser representative in 1 state (CA).
Spectrum Asset Management Inc
$657.3MAssets managed
315Clients
8Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8175682
- Firm CRD
- 111007