Matthew Douglas Bates
Investment adviser representative at Bates Financial Advisors, Inc.
11 yearsExperience
1 stateRegistered in
$439.2MFirm assets
15 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
11 years in the industry.
- Bates Financial Advisors, Inc.Oct 2025 to now
- Bates Securities, Inc.Oct 2025 to now
- Republic Services, Inc.Jul 2022 to Sep 2025
- Round Rock IsdOct 2021 to Jul 2022
- Republic Services, Inc.Jun 2021 to Aug 2021
- University of TexasAug 2020 to May 2022
- UnemployedApr 2020 to Aug 2020
- The Crosby Group LLCJul 2018 to Apr 2020
- Brunswick CorporationJan 2015 to Jul 2018
Exams passed
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 1 state (IL).
Bates Financial Advisors, Inc.
$439.2MAssets managed
399Clients
3Advisers
15 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8175351
- Firm CRD
- 116515