Lucy M Bogen
Investment adviser representative at Robert W. Baird & Co. Incorporated
12 yearsExperience
2 statesRegistered in
$394.1BFirm assets
55 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsPerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Robert W. Baird & Co. IncorporatedDec 2025 to now
- BairdOct 2025 to now
- SaltchukJun 2024 to Aug 2025
- StudentSep 2023 to Jun 2024
- StrumJun 2023 to Sep 2023
- StudentSep 2022 to Jun 2023
- Black Butte RanchJun 2022 to Sep 2022
- StudentSep 2021 to Jun 2022
- UnemployedJun 2021 to Sep 2021
- StudentJan 2021 to Jun 2021
- Five BistroSep 2020 to Dec 2020
- StudentSep 2014 to Sep 2020
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 2 states (WA, WI).
Robert W. Baird & Co. Incorporated
$394.1BAssets managed
241,359Clients
2,633Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8173220
- Firm CRD
- 8158