Winston Kuo Hau
Investment adviser representative at RBC Securities, Inc.
13 yearsExperience
1 stateRegistered in
$1.5BFirm assets
16 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
13 years in the industry.
- RBC Securities, IncFeb 2026 to now
- MML Investors Services, LLCOct 2025 to Dec 2025
- Massmutual Life Insurance CoAug 2025 to Dec 2025
- Boiling Point Group, Inc.Nov 2023 to Aug 2025
- UnemploymentJan 2022 to Oct 2023
- Pricewaterhousecoopers,LLPSep 2021 to Jan 2022
- UnemploymentJun 2021 to Aug 2021
- Full Time StudentAug 2013 to May 2021
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 1 state (CA).
RBC Securities, Inc.
$1.5BAssets managed
1,451Clients
123Advisers
16 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8173162
- Firm CRD
- 103705