Elsa M Wagoner
Investment adviser representative at RBC Capital Markets, LLC
10 yearsExperience
1 stateRegistered in
$310.4BFirm assets
49 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- RBC Capital Markets, LLCSep 2025 to now
- Office of the Comptroller of the CurrencyFeb 2024 to Sep 2025
- CcfbankFeb 2022 to Feb 2024
- Again Thrift and MoreMay 2021 to Feb 2022
- KohlsAug 2020 to Feb 2021
- Lafayette ClubMay 2020 to Aug 2020
- AmazonApr 2020 to Aug 2020
- UnemployedJan 2016 to Apr 2020
Exams passed
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 1 state (WI).
RBC Capital Markets, LLC
$310.4BAssets managed
283,910Clients
3,838Advisers
49 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8171453
- Firm CRD
- 31194