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Dorian Ramon Broadus

Investment adviser representative at Thrivent Investment Management Inc.
10 yearsExperience
2 statesRegistered in
$20.8BFirm assets
39 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management

Experience

10 years in the industry.

  1. Thrivent Investment Management Inc.Nov 2025 to now
  2. Thrivent FinancialNov 2025 to now
  3. Windy City ChevroletAug 2024 to Jan 2025
  4. Garage Studio Fitness LLCDec 2022 to Jul 2024
  5. Rsg GroupMay 2022 to Sep 2022
  6. Top Tier SportsDec 2021 to Jan 2026
  7. Fitness International, LLCDec 2021 to Apr 2022
  8. Premier Sports TournamentsMar 2021 to Nov 2021
  9. United Parcel ServiceOct 2020 to Feb 2021
  10. Seattle-tacoma Box CompanyMay 2020 to Aug 2020
  11. Ballard / O'dea High SchoolSep 2016 to May 2020

Exams passed

  • Series 66 · Uniform Combined State Law2026

State registrations

Registered as an investment adviser representative in 2 states (TX, WA).

Thrivent Investment Management Inc.

$20.8BAssets managed
125,754Clients
3,179Advisers
39 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
8169920
Firm CRD
18387
Advisor's SEC record (opens in a new tab)
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