James Joseph Harrington
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
11 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Bank of America, N.A.Nov 2025 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 2024 to now
- Self Ran Etsy Store Name: TruckerhatsupplyAug 2024 to now
- Bank of AmericaAug 2024 to Sep 2025
- Vector MarketingMay 2024 to Aug 2024
- TakesDec 2023 to Jan 2024
- University of OregonSep 2020 to Jun 2024
- Kykam CompanySep 2020 to Sep 2022
- In N OutMar 2020 to Jan 2021
- Acalanes High SchoolDec 2019 to Mar 2020
- ZumiezNov 2019 to Dec 2019
- Acalanes High SchoolAug 2015 to Nov 2019
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8169330
- Firm CRD
- 7691