Robert Michael Farrens
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
11 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Bank of America, N.A.Oct 2025 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedMar 2024 to now
- Bank of AmericaMar 2024 to Sep 2025
- SafewayOct 2023 to Mar 2024
- Markstein Sales CoOct 2021 to Feb 2022
- Spediacci Construction, Inc.Jun 2020 to Aug 2020
- Spediacci Construction, Inc.May 2019 to Aug 2019
- Rsf Properties LLCAug 2016 to Feb 2025
- Full Time Education At Colorado Mesa UniversityAug 2015 to Jan 2020
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8169328
- Firm CRD
- 7691