Alok Kataria
Investment adviser representative at Transamerica Financial Advisors, LLC
23 yearsExperience
1 stateRegistered in
$2.1BFirm assets
35 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
23 years in the industry.
- Transamerica Financial Advisors, LLCSep 2025 to now
- WfgiaFeb 2025 to now
- Magic Finds LLCDec 2021 to now
- Georgia Camps LLCDec 2018 to now
- Shaping Minds LLCSep 2011 to now
- Fab Finds LLCSep 2021 to Sep 2023
- Smiles of Georgia LLCOct 2016 to Dec 2019
- Pma Johns Creek LLCJun 2013 to Oct 2022
- Smiles To Go LLCFeb 2012 to Feb 2018
- Descartes Systems Group USA LLCNov 2003 to Jun 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2025
- Series 65 · Uniform Investment Adviser Law2026
State registrations
Registered as an investment adviser representative in 1 state (GA).
Transamerica Financial Advisors, LLC
$2.1BAssets managed
42,735Clients
1,121Advisers
35 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8168379
- Firm CRD
- 16164