Richard Alexander Guints
Investment adviser representative at Tcw Investment Management Company LLC
11 yearsExperience
1 stateRegistered in
$38.8BFirm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsPerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
11 years in the industry.
- Tcw Investment Management Company LLCSep 2025 to now
- Tcw Funds DistributorsSep 2025 to now
- Tcw LLCSep 2025 to now
- United States Tennis Association, Inc.Aug 2025 to Sep 2025
- Tamar Securities LLCJan 2025 to May 2025
- Aca Group, LLCDec 2022 to Dec 2024
- Advanced Regulatory Compliance, LLCApr 2021 to Dec 2022
- Loyola Marymount UniversityAug 2017 to Jun 2021
- Fordham Preparatory SchoolSep 2014 to Jun 2017
Exams passed
- Series 65 · Uniform Investment Adviser Law2024
State registrations
Registered as an investment adviser representative in 1 state (CA).
Tcw Investment Management Company LLC
$38.8BAssets managed
4,945Clients
39Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8168177
- Firm CRD
- 106546