Umesh Nagargoje
Investment adviser representative at LPL Enterprise, LLC
16 yearsExperience
1 stateRegistered in
$24.9BFirm assets
2 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
16 years in the industry.
- LPL Enterprise, LLCFeb 2026 to now
- Thrivent FinancialNov 2025 to Jan 2026
- Thrivent Investment Management IncOct 2025 to Jan 2026
- UnemployedOct 2024 to Oct 2025
- Itr - Contract for GracoJun 2024 to Sep 2024
- UnemployedJan 2024 to Jun 2024
- Actalent - Contract Position With AmazonJun 2023 to Dec 2023
- UnemployedMar 2023 to Jun 2023
- Pace IndustriesJun 2021 to Feb 2023
- UnemployedMay 2020 to Jun 2021
- Twin City Fan CompaniesApr 2010 to May 2020
Exams passed
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 1 state (MN).
LPL Enterprise, LLC
$24.9BAssets managed
102,563Clients
3,116Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8167079
- Firm CRD
- 8733