Caesar Serrano
Investment adviser representative at J.P. Morgan Securities LLC
10 yearsExperience
1 stateRegistered in
$429.7BFirm assets
61 yearsFirm in business
Are you Caesar Serrano? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
10 years in the industry.
- J.P. Morgan Securities LLCAug 2026 to now
- Wells FargoFeb 2023 to Jul 2026
- Prime CommunicationsDec 2022 to Jan 2023
- UnemployedOct 2022 to Nov 2022
- Prime CommunicationsNov 2021 to May 2022
- Wireless Advocates LLCOct 2021 to Nov 2021
- 2020 CompaniesAug 2021 to Sep 2022
- Alder Holdings LLCJun 2021 to Jul 2021
- UnemployedAug 2020 to May 2021
- Wild Bills PawnApr 2020 to Jul 2020
- UnemployedDec 2019 to Mar 2020
- GoodwillOct 2019 to Nov 2019
- UnemployedJul 2019 to Sep 2019
- Tuesday Morning, IncApr 2019 to Jun 2019
- UnemployedSep 2018 to Mar 2019
- Taylor County TaphouseMay 2018 to Aug 2018
- UnemployedFeb 2018 to Apr 2018
- Ugly Lime Tequila BarJan 2018 to Jan 2018
- UnemployedOct 2017 to Jan 2018
- Branesystems LLCSep 2017 to Sep 2017
- UnemployedAug 2016 to Aug 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2025
- Series 65 · Uniform Investment Adviser Law2026
State registrations
Registered as an investment adviser representative in 1 state (TX).
J.P. Morgan Securities LLC
$429.7BAssets managed
1,246,646Clients
14,320Advisers
61 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8166460
- Firm CRD
- 79