Luca Caligo
Investment adviser representative at UBS Financial Services Inc.
13 yearsExperience
1 stateRegistered in
$915.8BFirm assets
55 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- UBS Financial Services, IncOct 2025 to now
- County of SonomaJul 2025 to Oct 2025
- Kern CountyMar 2024 to Jul 2025
- Not ApplicableNov 2023 to Feb 2024
- Uniqlo CoJul 2023 to Oct 2023
- Nordstrom IncMar 2023 to Jul 2023
- Target CorporationOct 2021 to Dec 2021
- Amazon IncMay 2021 to Jul 2021
- Conduent IncOct 2020 to May 2021
- California State University, NorthridgeAug 2020 to Dec 2022
- Bakersfield CollegeAug 2017 to May 2020
- South High SchoolAug 2013 to May 2017
Exams passed
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 1 state (CA).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8166301
- Firm CRD
- 8174