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Caroline Strande

Investment adviser representative at Cetera Investment Advisers LLC
16 yearsExperience
1 stateRegistered in
$256.8BFirm assets
42 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

16 years in the industry.

  1. Cetera Investment Advisers LLCJan 2026 to now
  2. Cetera Advisors LLCJan 2026 to now
  3. Youth BasketballSep 2025 to now
  4. Prime Financial ServicesJan 2026 to Jan 2026
  5. Fidelity InvestmentsSep 2025 to Jan 2026
  6. Racine Lakeshore Officials AssociationSep 2025 to Sep 2025
  7. UnemployedMay 2025 to Sep 2025
  8. Deerfield Financial AdvisorsJun 2024 to Apr 2025
  9. UnemployedAug 2023 to Jun 2024
  10. Butler University AthleticsAug 2023 to Dec 2023
  11. Separators Inc.Jun 2023 to Aug 2023
  12. UnemployedJun 2010 to Jun 2023

Exams passed

  • Series 66 · Uniform Combined State Law2025

State registrations

Registered as an investment adviser representative in 1 state (WI).

Cetera Investment Advisers LLC

$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
8165077
Firm CRD
105644
Advisor's SEC record (opens in a new tab)
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