Ethan Puffer
Investment adviser representative at LPL Enterprise, LLC
12 yearsExperience
1 stateRegistered in
$24.9BFirm assets
2 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
12 years in the industry.
- LPL Enterprise, LLCSep 2025 to now
- UnemployedApr 2025 to Aug 2025
- Aphix Lawn ServicesApr 2024 to Aug 2024
- Brightspring Health CareApr 2023 to Aug 2023
- Grass365! TurfingApr 2022 to Aug 2022
- University of KentuckyAug 2021 to Apr 2025
- Xtreme Coating SolutionsApr 2021 to Aug 2021
- Polo Fields Country ClubAug 2019 to Apr 2021
- Saint Xavier High SchoolAug 2017 to Apr 2021
- Saint Patrick Catholic Middle SchoolAug 2014 to Jul 2017
Exams passed
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 1 state (KY).
LPL Enterprise, LLC
$24.9BAssets managed
102,563Clients
3,116Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8164516
- Firm CRD
- 8733