Benjamin Henry Carroll
Investment adviser representative at Richard Brothers, Financial Advisors
12 yearsExperience
1 stateRegistered in
$180.6MFirm assets
4 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
12 years in the industry.
- Savant Wealth ManagementJul 2026 to now
- Richard Brothers, Financial AdvisorsSep 2025 to now
- Richard Brother SecuritiesSep 2025 to Jun 2026
- Saco & Biddeford Savings InstitutionMay 2024 to Aug 2024
- Town Hill GrilleMay 2023 to Sep 2023
- University of MaineSep 2021 to May 2025
- JP Carroll Fuel CompanySep 2014 to Sep 2025
- StudentSep 2014 to Jun 2021
Exams passed
- Series 65 · Uniform Investment Adviser Law2025
State registrations
Registered as an investment adviser representative in 1 state (ME).
Richard Brothers, Financial Advisors
Legal name: Allegiance Financial Group, Inc.
$180.6MAssets managed
173Clients
6Advisers
4 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8163164
- Firm CRD
- 113826