Alexa Balaban
How is this counted?
Counted from the earlier of the person's first job or first state securities exam on their SEC record (currently the Series 63, 65 or 66). The SIE, futures exams and earlier firm registrations are not counted. The count runs to the end of their latest job, or this year if a job is still open. It includes every employer listed, even outside investment work, and any gaps between jobs. The SEC record lists jobs held in about the last 10 years, so jobs that ended before then are not counted. Years are counted by calendar year, so the figure can run up to a year high. This is not a measure of skill or quality.
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Services the firm offers
These describe the firm as a whole, not only this advisor.
Experience
10 years since the first job or state securities exam on the SEC record. Counts all jobs listed.
- Robert W. Baird & Co. IncorporatedAug 2025 to now
- West Park Foods IncJun 2025 to Aug 2025
- Turtle UpJan 2025 to Aug 2025
- ModgilityMay 2024 to Jul 2024
- Augie's Pizza & CateringMay 2022 to Aug 2022
- Elegant Ice CreationsMay 2022 to Aug 2022
- University of DaytonDec 2021 to May 2025
- UnemployedJul 2021 to Apr 2022
- SwensonsFeb 2021 to Jun 2021
- UnemployedNov 2019 to Jan 2021
- SubwayMay 2019 to Oct 2019
- UnemployedJan 2016 to Apr 2019
Exams passed
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 1 state (OH).
Robert W. Baird & Co. Incorporated
Official records
Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- 8154648
- 8158