Nancy Lu

How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Services the firm offers

These describe the firm as a whole, not only this advisor.

• Financial planning
• Portfolio management

Experience

13 years in the industry.

1. Jefferies Investment Advisers LLCJan 2026 to now
2. Jefferies Investment Advisors LLCOct 2025 to now
3. Jefferies LLCOct 2025 to now
4. The Carlyle GroupApr 2023 to Oct 2025
5. Prudential FinancialJun 2021 to Mar 2023
6. Waterfall Asset Management LLCJun 2020 to Aug 2020
7. Apg Asset Management US Inc.Jun 2019 to Aug 2019
8. Stonex Group Inc.Jun 2018 to Aug 2018
9. Princeton UniversitySep 2017 to May 2021
10. The Pingry SchoolSep 2013 to Jun 2017

Exams passed

• Series 66 · Uniform Combined State Law2026

State registrations

Registered as an investment adviser representative in 51 states (AK, AL, AR, AZ, CA, CO, CT, DC, DE, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TX, UT, VA, VI, VT, WA, WI, WV, WY).

Jefferies Investment Advisers LLC

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD

8153017

Firm CRD

325421