Lydia Ann Gumina
Investment adviser representative at Register Financial Advisors, LLC
11 yearsExperience
1 stateRegistered in
$488.5MFirm assets
11 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
11 years in the industry.
- Register Financial Advisors, LLCMar 2026 to now
- Register Financial Associates, Inc.Mar 2026 to now
- N/aOct 2025 to Feb 2026
- Florida Financial Advisors dba Texas Financial AdvisorsAug 2025 to Sep 2025
- Apex Wealth AdvisorsJan 2025 to Jul 2025
- Twin PeaksSep 2023 to Oct 2024
- HootersMay 2023 to Aug 2023
- Georgia State UniversityAug 2022 to Jul 2025
- Cuts SteakhouseJul 2022 to May 2023
- Strada Trailers Sales & LeasingMay 2022 to Jul 2022
- Village ItalianJul 2021 to May 2022
- West Forsyth High SchoolAug 2018 to May 2022
- Liberty Middle SchoolAug 2015 to May 2018
Exams passed
- Series 65 · Uniform Investment Adviser Law2025
- Series 63 · Uniform Securities Agent State Law2026
State registrations
Registered as an investment adviser representative in 1 state (GA).
Register Financial Advisors, LLC
$488.5MAssets managed
433Clients
15Advisers
11 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8152110
- Firm CRD
- 143884