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Jack Michael Carroll

Investment adviser representative at Nuveen Asset Management, LLC
18 yearsExperience
1 stateRegistered in
$280.5BFirm assets
15 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat feePerformance-based

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Portfolio management
  • Pension consulting

Experience

18 years in the industry.

  1. Nuveen Asset Management, LLCSep 2025 to now
  2. Nuveen Securities, LLCSep 2025 to now
  3. Aj GallagherJun 2025 to Aug 2025
  4. Stratus UnlimitedMay 2022 to Aug 2024
  5. Indiana UniversityAug 2021 to May 2025
  6. Village Tavern & GrillApr 2021 to Aug 2021
  7. Ackerman Sports & Fitness CenterAug 2019 to Nov 2019
  8. Sunset PoolApr 2018 to Oct 2019
  9. Saint Francis College PrepAug 2017 to May 2021
  10. Saint PetronilleAug 2008 to May 2017

Exams passed

  • Series 66 · Uniform Combined State Law2026

State registrations

Registered as an investment adviser representative in 1 state (IL).

Nuveen Asset Management, LLC

$280.5BAssets managed
65,258Clients
256Advisers
15 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
8150238
Firm CRD
155584
Advisor's SEC record (opens in a new tab)
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