Amit Patel
Investment adviser representative at UBS Financial Services Inc.
11 yearsExperience
1 stateRegistered in
$915.8BFirm assets
55 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- UBS Financial Services, IncOct 2025 to now
- CelineSep 2023 to Jul 2025
- BNY MellonAug 2022 to Oct 2025
- National Due Diligence ServicesAug 2021 to Aug 2022
- UnemployedSep 2020 to Jul 2021
- National Due Diligence ServicesNov 2018 to Aug 2020
- ToastedJul 2017 to Nov 2018
- UnemployedMay 2017 to Jul 2017
- Rollins CollegeAug 2015 to May 2017
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 1 state (FL).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8150078
- Firm CRD
- 8174