Austin James Francis
Investment adviser representative at Bfc Planning, Inc.
19 yearsExperience
1 stateRegistered in
$3.8BFirm assets
19 yearsFirm in business
Are you Austin James Francis? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
19 years in the industry.
- Bfc Planning, Inc.Feb 2026 to now
- Berthel, Fisher & Company Financial Services, Inc.Dec 2025 to now
- Moloney Securities Asset Management LLCJun 2025 to Dec 2025
- Moloney Securities Co., Inc.Jun 2025 to Dec 2025
- UnemployedJun 2023 to May 2025
- C.J. MuggsMay 2007 to May 2023
Exams passed
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 1 state (MO).
Bfc Planning, Inc.
$3.8BAssets managed
11,448Clients
231Advisers
19 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8148770
- Firm CRD
- 119682