Scott Ervin Goerner
Investment adviser representative at Regal Advisory Services, Inc.
10 yearsExperience
2 statesRegistered in
$121.4MFirm assets
16 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
10 years in the industry.
- Regal Advisory Services, Inc.Sep 2025 to now
- UnemployedApr 2025 to now
- Sagient (mass Mutual)Feb 2025 to Apr 2025
- UnemployedMay 2024 to Feb 2025
- Easy AppMay 2022 to Aug 2022
- American Golf Corporation (oso Creek Golf Course)Jun 2021 to Aug 2021
- Loyola Marymount UniversityJun 2020 to May 2024
- Jserra Catholic HighschoolAug 2015 to May 2020
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 2 states (CA, IL).
Regal Advisory Services, Inc.
$121.4MAssets managed
274Clients
23Advisers
16 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8148759
- Firm CRD
- 123842