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Gary James nomura Febus

Investment adviser representative at Principal Securities, Inc.
14 yearsExperience
1 stateRegistered in
$17BFirm assets
28 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat feeOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

14 years in the industry.

  1. Principal Securities, Inc.Aug 2025 to now
  2. Principal Life Insurance CompanyAug 2025 to now
  3. Garyfebus.comJun 2012 to now
  4. Habitat for Humanity-spokaneSep 2021 to Sep 2023
  5. Scout Model & Talent AgencyMar 2017 to Mar 2020

Exams passed

  • Series 66 · Uniform Combined State Law2025

State registrations

Registered as an investment adviser representative in 1 state (WA).

Principal Securities, Inc.

$17BAssets managed
51,941Clients
1,464Advisers
28 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
8148504
Firm CRD
1137
Advisor's SEC record (opens in a new tab)
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