Nicholas Hall
Investment adviser representative at LPL Enterprise, LLC
11 yearsExperience
2 statesRegistered in
$24.9BFirm assets
2 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
11 years in the industry.
- LPL Enterprise, LLCAug 2025 to now
- UnemployedJun 2025 to Jul 2025
- Guilford Savings BankMay 2024 to Aug 2024
- Huskies Bar & RestaurantAug 2023 to Mar 2025
- Landon Lumber Co.May 2023 to Aug 2023
- University of ConnecticutAug 2021 to May 2025
- Stop & ShopJun 2021 to Aug 2022
- Daniel Hand High SchoolAug 2017 to Jun 2021
- Polson Middle SchoolAug 2015 to Jun 2017
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 2 states (CT, TX).
LPL Enterprise, LLC
$24.9BAssets managed
102,563Clients
3,116Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8144103
- Firm CRD
- 8733