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Thomas Dennis

Investment adviser representative at Morgan Stanley
25 yearsExperience
2 statesRegistered in
$2TFirm assets
17 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat feeCommissionsPerformance-basedOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

25 years in the industry.

  1. Morgan StanleySep 2025 to now
  2. UnemployedMay 2025 to Sep 2025
  3. RsmJan 2025 to May 2025
  4. RsmJun 2024 to Aug 2024
  5. Good2growMay 2023 to Aug 2023
  6. Bar SouthAug 2022 to Dec 2024
  7. UnemployedJan 2022 to Aug 2022
  8. Dick's Sporting GoodsJun 2019 to Jan 2022
  9. Chisel Creek Golf ClubMay 2018 to Jun 2019
  10. UnemployedMar 2001 to May 2018

Exams passed

  • Series 66 · Uniform Combined State Law2026

State registrations

Registered as an investment adviser representative in 2 states (PA, TX).

Morgan Stanley

Legal name: Morgan Stanley Smith Barney LLC

$2TAssets managed
2,703,720Clients
23,165Advisers
17 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
8142144
Firm CRD
149777
Advisor's SEC record (opens in a new tab)
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