Joseph W Ennis
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
11 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Bank of America, N.AOct 2025 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 2025 to now
- Jr Capital, LLCMay 2024 to May 2025
- Signing Day Sports, Inc.Jan 2024 to May 2025
- Culinary DropoutMay 2023 to Feb 2024
- Kokopelli Golf CourseFeb 2023 to Apr 2023
- Emory's On Silver LakeDec 2022 to Jan 2023
- Epic ValetSep 2022 to Oct 2022
- Emory's On Silver LakeMay 2022 to Aug 2022
- UnemployedAug 2021 to May 2022
- Pinnacle Custom FlooringJun 2021 to Aug 2021
- UnemployedAug 2020 to Jun 2021
- Pcf Management ServicesMay 2020 to Aug 2020
- UnemployedJan 2015 to May 2020
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 2 states (TX, WA).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8126391
- Firm CRD
- 7691