Quang minh alex Ta
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
11 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Bank of America, N.A.Sep 2025 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedMar 2024 to now
- UnemploymentNov 2023 to Mar 2024
- Suong Dat Pty Ltd.Oct 2022 to Nov 2023
- Ginza TeppanyakiOct 2020 to Aug 2023
- SacombankJun 2020 to Sep 2022
- Vps Securities JscFeb 2020 to May 2020
- University of MelbourneMar 2019 to Mar 2022
- UnemploymentJul 2018 to Mar 2019
- Vietnam Australia International SchoolJan 2015 to Jul 2018
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8126310
- Firm CRD
- 7691