Royce Cole Kountis
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
11 yearsExperience
1 stateRegistered in
$1.8TFirm assets
47 yearsFirm in business
Are you Royce Cole Kountis? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 2026 to now
- First Citizens BankJun 2025 to Aug 2026
- First Citizens Investor ServicesJun 2025 to Aug 2026
- First Citizens BankJun 2024 to Aug 2024
- ChipotleJun 2023 to Aug 2023
- North Carolina State UniversityJun 2023 to Aug 2023
- City of Raleigh Parks & RecreationJun 2022 to Aug 2022
- University of South CarolinaAug 2021 to May 2025
- YmcaJun 2021 to Aug 2021
- City of Raleigh Parks & RecreationApr 2020 to Aug 2020
- City of Raleigh Parks & RecreationJun 2019 to Aug 2019
- City of Raleigh Parks & RecreationJun 2018 to Aug 2018
- Leesville Road High SchoolAug 2017 to Jun 2021
- City of Raleigh Parks & RecreationJun 2017 to Aug 2017
- Martin Middle SchoolAug 2015 to Jun 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2025
- Series 65 · Uniform Investment Adviser Law2026
State registrations
Registered as an investment adviser representative in 1 state (GA).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8124874
- Firm CRD
- 7691