Cole Frierdich
Investment adviser representative at RBC Capital Markets, LLC
10 yearsExperience
3 statesRegistered in
$310.4BFirm assets
49 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- RBC Capital Markets, LLCJun 2026 to now
- Nylife Securities LLCMar 2026 to Jun 2026
- New York Life Insurance CompanyFeb 2026 to Jun 2026
- Washington Air National GuardFeb 2026 to Jun 2026
- First Command Brokerage Services Inc.Jul 2025 to Feb 2026
- United States Air ForceJan 2018 to Feb 2026
- UnemployedMay 2017 to Jan 2018
- SiueAug 2016 to May 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2025
- Series 65 · Uniform Investment Adviser Law2025
State registrations
Registered as an investment adviser representative in 3 states (IL, MO, TX).
RBC Capital Markets, LLC
$310.4BAssets managed
283,910Clients
3,838Advisers
49 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8120761
- Firm CRD
- 31194