Yu Tao
Investment adviser representative at Transamerica Financial Advisors, LLC
10 yearsExperience
2 statesRegistered in
$2.1BFirm assets
35 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
10 years in the industry.
- Transamerica Financial Advisors, LLCJul 2025 to now
- Transamerica Financial Advisors, LLC (tfa)Jun 2025 to now
- World Financial Group Insurance Agency, Inc. (wfgia)Mar 2025 to now
- Cicc US Securities IncApr 2021 to Apr 2025
- UnemployedMar 2021 to Mar 2021
- Gaming & Leisure Properties, Inc.Nov 2020 to Feb 2021
- UnemployedMay 2020 to Oct 2020
- Ambassadors for Christ, Inc.Aug 2016 to Apr 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law2023
- Series 65 · Uniform Investment Adviser Law2025
State registrations
Registered as an investment adviser representative in 2 states (NY, PA).
Transamerica Financial Advisors, LLC
$2.1BAssets managed
42,735Clients
1,121Advisers
35 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8119550
- Firm CRD
- 16164