Dominic Guarnieri
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
10 yearsExperience
1 stateRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Bank of America, N.A.Sep 2026 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 2026 to now
- Creative PlanningSep 2025 to Jan 2026
- Goldman Sachs AycoJun 2025 to Aug 2025
- Creative PlanningJan 2025 to May 2025
- Fordham Gabelli School of BusinessAug 2024 to May 2026
- Rosenhaus Sports RepresentationApr 2021 to Aug 2024
- Rosenhaus Sports RepresentationMay 2019 to Jan 2021
- Three Court LPMay 2018 to Jul 2018
- Three Court LPJun 2017 to Aug 2017
- University of MichiganSep 2016 to Apr 2020
Exams passed
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 1 state (NY).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8117251
- Firm CRD
- 7691