Skip to content

Sean Nicholas Baldwin

Investment adviser representative at Midwestern Securities Trading Co.,LLC
10 yearsExperience
1 stateRegistered in
$2BFirm assets
13 yearsFirm in business

Are you Sean Nicholas Baldwin? Claim your profile

How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat feeCommissionsOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

10 years in the industry.

  1. Heartland Credit UnionJul 2026 to now
  2. Midwestern Securities Trading Company, LLCJun 2025 to now
  3. Heartland Coca ColaOct 2022 to May 2025
  4. O'cannedy ContractingApr 2020 to Aug 2022
  5. TargetAug 2019 to Feb 2020
  6. Outback SteakhouseFeb 2019 to Jul 2022
  7. Ervin CableAug 2018 to Aug 2019
  8. Sky ZoneJan 2016 to May 2018

Exams passed

  • Series 66 · Uniform Combined State Law2026

State registrations

Registered as an investment adviser representative in 1 state (IL).

Midwestern Securities Trading Co.,LLC

Legal name: Midwestern Securities Trading Company, LLC

$2BAssets managed
11,847Clients
51Advisers
13 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
8114384
Firm CRD
101080
Advisor's SEC record (opens in a new tab)
CallContact this firm