Connor Garcia
Investment adviser representative at Cetera Investment Advisers LLC
11 yearsExperience
2 statesRegistered in
$256.8BFirm assets
42 yearsFirm in business
Are you Connor Garcia? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Riptide BaseballAug 2025 to now
- Cetera Investment Advisers LLCJun 2025 to now
- Cetera Wealth Services LLCJun 2025 to now
- Talbert Building SupplyAug 2023 to now
- Catawba College AthleticsJan 2023 to May 2023
- Salisbury Country ClubAug 2022 to Dec 2022
- Catawba CollegeMay 2022 to Aug 2023
- Catawba College, Winston-salem State, Jordan High SchoolJan 2015 to Aug 2022
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 2 states (NC, TX).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8111236
- Firm CRD
- 105644