Carlton Hewes Ward
Investment adviser representative at LPL Financial LLC
10 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
10 years in the industry.
- LPL Financial LLCJun 2025 to now
- Sewanee: the University of the SouthAug 2024 to Jun 2025
- Valley Wealth GroupMay 2024 to Aug 2024
- Sewanee: the University of the SouthAug 2023 to May 2024
- Chili'sMay 2023 to Aug 2023
- Sewanee: the University of the SouthAug 2022 to May 2023
- Altus ConstructionMay 2022 to Aug 2022
- Sewanee: the University of the SouthAug 2021 to May 2022
- Altus ConstructionJun 2021 to Aug 2021
- North Cross SchoolAug 2020 to Jun 2021
- North Cross SchoolAug 2019 to Jun 2020
- North Cross SchoolAug 2018 to Jun 2019
- North Cross SchoolAug 2017 to Jun 2018
- North Cross SchoolAug 2016 to Jun 2017
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 1 state (VA).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8110626
- Firm CRD
- 6413