John Murphy Kawakami
Investment adviser representative at HSBC Securities (USA) Inc.
10 yearsExperience
1 stateRegistered in
$3.8BFirm assets
21 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
10 years in the industry.
- HSBC Securities (USA) Inc.Jul 2025 to now
- HSBC Bank USA, N.A.Jul 2024 to now
- Bates CollegeSep 2023 to Jun 2024
- HSBC Bank USA, N.A.Jun 2023 to Aug 2023
- Bates CollegeSep 2022 to May 2023
- Town of HuntingtonMay 2022 to Sep 2022
- Bates CollegeSep 2021 to May 2022
- Town of HuntingtonMay 2021 to Aug 2021
- Bates CollegeSep 2020 to May 2021
- Town of HuntingtonJun 2020 to Aug 2020
- Saint Anthony's High SchoolSep 2019 to Jun 2020
- Town of HuntingtonJun 2019 to Aug 2019
- Saint Anthony's High SchoolSep 2018 to Jun 2019
- Indian Hills Country ClubJul 2018 to Aug 2018
- Town of HuntingtonJun 2018 to Aug 2018
- Saint Anthony's High SchoolSep 2017 to Jun 2018
- Saint Anthony's High SchoolSep 2016 to Jun 2017
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 1 state (NY).
HSBC Securities (USA) Inc.
$3.8BAssets managed
12,108Clients
373Advisers
21 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8110197
- Firm CRD
- 19585