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Bennett T Brooks

Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
11 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat feeCommissions

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

11 years in the industry.

  1. Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 2026 to now
  2. LPL FinancialJun 2025 to May 2026
  3. Wawa IncMay 2023 to Aug 2023
  4. Wawa IncDec 2022 to Jan 2023
  5. YmcaJun 2022 to Aug 2022
  6. Clemson UniversityAug 2021 to May 2025
  7. Wawa IncJun 2020 to Aug 2021
  8. Grub BurgerJun 2019 to Mar 2020
  9. Archmere AcademyAug 2017 to Jun 2021
  10. St. Edmonds AcademyAug 2015 to Jun 2017

Exams passed

  • Series 66 · Uniform Combined State Law2026

State registrations

Registered as an investment adviser representative in 2 states (NC, TX).

Merrill Lynch, Pierce, Fenner & Smith Incorporated

$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
8108052
Firm CRD
7691
Advisor's SEC record (opens in a new tab)
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