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Austin Bradford Moore

Investment adviser representative at Tradewinds, LLC
12 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$659.4MFirm assets

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management

Experience

12 years in the industry.

  1. Tradewinds, LLCSep 2026 to now
  2. Capfinancial Partners LLC (captrust)Sep 2021 to Aug 2026
  3. UnemployedMay 2021 to Sep 2021
  4. Ups StoreMay 2020 to Sep 2020
  5. Young LifeSep 2019 to May 2020
  6. St. David's SchoolOct 2018 to May 2021
  7. Nc State Athletic DepartmentNov 2017 to Aug 2018
  8. Student At North Carolina State UniversityAug 2017 to May 2021
  9. UnemployedJun 2017 to Oct 2017
  10. Student At Sanderson High SchoolAug 2014 to Jun 2017

Designations

  • CFP® certification

Exams passed

No exams in this record.

State registrations

Registered as an investment adviser representative in 1 state (NC).

Tradewinds, LLC

$659.4MAssets managed
505Clients
11Advisers
4 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
8107440
Firm CRD
316415
Advisor's SEC record (opens in a new tab)
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