Mark Howard Gallups
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
19 yearsExperience
1 stateRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
19 years in the industry.
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 2026 to now
- Bank of America, N.A.Mar 2026 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporateFeb 2026 to now
- UBSSep 2025 to Dec 2025
- Merrill Lynch, Pierce, Fenner & Smith IncorporateJun 2025 to Aug 2025
- New York Empire BaseballSep 2024 to Jun 2025
- Lcr Wealth ManagementJun 2024 to Aug 2024
- Fordham UniversityAug 2023 to Jun 2024
- Purcell Ventures LLCJun 2023 to Aug 2023
- The Delivery SourceJun 2023 to Aug 2023
- Calhoun Community CollegeAug 2021 to May 2023
- Woodward AcademyAug 2007 to May 2021
Exams passed
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 1 state (TN).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8107143
- Firm CRD
- 7691