Wesley David Mims
Investment adviser representative at Duncan Williams Asset Management, LLC
12 yearsExperience
1 stateRegistered in
$2.7BFirm assets
11 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Duncan Williams Asset MangementJun 2025 to now
- Duncan Williams Asset Management, LLCMay 2024 to now
- Evolve Bank & TrustJun 2022 to Sep 2022
- Tenero Cafe & Butcher ShopJun 2022 to Aug 2022
- University of ArkansasJan 2022 to May 2025
- UnemployedDec 2021 to Jan 2022
- Rhodes CollegeAug 2021 to Dec 2021
- UnemployedMay 2021 to Aug 2021
- Various SchoolsAug 2014 to May 2021
Exams passed
- Series 65 · Uniform Investment Adviser Law2024
State registrations
Registered as an investment adviser representative in 1 state (TN).
Duncan Williams Asset Management, LLC
$2.7BAssets managed
2,238Clients
15Advisers
11 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8104735
- Firm CRD
- 174809