Caroline Conner Mcdowell
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
12 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 2025 to now
- UvaDec 2023 to now
- GuidepointMar 2024 to May 2025
- UnemployedOct 2023 to Dec 2023
- Tournament Player's Club At SouthwindAug 2023 to Sep 2023
- University of Virginia Mcintire School of CommerceAug 2022 to Aug 2023
- University of VirginiaJun 2022 to May 2023
- Fig Bistro & BarFeb 2021 to Nov 2022
- University of VirginiaAug 2019 to May 2022
- Tournament Player's Club At SouthwindSep 2018 to Aug 2021
- St. George's Independent SchoolAug 2014 to May 2019
Exams passed
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 2 states (NY, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8101791
- Firm CRD
- 7691