Miguel Uribe Lopez
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
11 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Bank of America, N.A.Jul 2025 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 2025 to now
- EnterpriseJan 2025 to May 2025
- Apex EliteJul 2023 to Jul 2023
- Windy City BullsDec 2022 to Jan 2024
- Chicago Hope AcademySep 2020 to Jan 2025
- Loyola University Medical CenterJan 2020 to Sep 2020
- Roadrunner FreightMay 2019 to Nov 2019
- FedexMay 2018 to May 2018
- Lewis UniversityAug 2017 to Jun 2020
- Zenith Facility incMar 2017 to Jul 2017
- Morton CollegeAug 2015 to Aug 2019
- Footlocker IncMay 2015 to Jun 2022
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 2 states (IL, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8101752
- Firm CRD
- 7691