Nicholas J Rubino
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
12 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
Are you Nicholas J Rubino? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Bank of America, N.A.Dec 2025 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 2025 to now
- UnemployedJun 2025 to Sep 2025
- Florida Financial AdvisorsOct 2024 to May 2025
- Tampa Palms Country ClubMay 2024 to Dec 2024
- University of South FloridaAug 2021 to Dec 2024
- Dockside Seafood RestaurantMay 2021 to Aug 2023
- Valley SmokeSep 2019 to Apr 2021
- UnemployedMay 2019 to Sep 2019
- Aqua GrillMar 2019 to May 2019
- Ponte Vedra High SchoolAug 2017 to May 2021
- Landrum Middle SchoolAug 2014 to May 2017
Exams passed
- Series 65 · Uniform Investment Adviser Law2025
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 2 states (FL, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8081185
- Firm CRD
- 7691