Sophie Katherine Divino
Investment adviser representative at UBS Financial Services Inc.
11 yearsExperience
1 stateRegistered in
$915.8BFirm assets
55 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- UBS Financial Services Inc.Aug 2026 to now
- Bank of New YorkJun 2024 to Aug 2024
- Uva Shannon LibraryAug 2023 to May 2026
- Mjs Restaurant Bar and GrillJul 2023 to Aug 2023
- Suneagles Golf CourseJun 2022 to Aug 2023
- Orlandos Italian RestaurantOct 2018 to Jun 2022
- Colts Neck High SchoolSep 2018 to Jun 2022
- Cedar Drive Middle SchoolSep 2015 to Jun 2018
Exams passed
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 1 state (NJ).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8079771
- Firm CRD
- 8174