Steven Banta Ulrichs
Investment adviser representative at LPL Financial LLC
9 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
9 years in the industry.
- Viera East Golf CourseAug 2025 to now
- LPL Financial LLCApr 2025 to now
- Whit's Frozen CustardJun 2025 to Jul 2025
- Api Financial ManagementApr 2025 to Oct 2025
- Florida Insitute of TechnologyAug 2024 to May 2025
- EnterpriseJun 2024 to Jul 2024
- University of LynchburgAug 2023 to May 2024
- Chick-fil-aJun 2023 to Jul 2023
- University of LynchburgAug 2021 to May 2023
- Jersey Mike'sJun 2021 to Jul 2021
- Douglas Freeman High SchoolSep 2016 to May 2021
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 1 state (FL).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8077888
- Firm CRD
- 6413