Skip to content

Nicholas James Babson

Investment adviser representative at Hightower Advisors, LLC
12 yearsExperience
1 stateRegistered in
$198.6BFirm assets
18 yearsFirm in business

Are you Nicholas James Babson? Claim your profile

How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat feeOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting

Experience

12 years in the industry.

  1. Hightower Advisors, LLCMay 2025 to now
  2. UnemployedJan 2025 to May 2025
  3. Pontera Solutions IncJun 2022 to Jan 2025
  4. Kenyon CollegeAug 2021 to May 2022
  5. Sun Coast Controls Mfg.Jan 2021 to Aug 2021
  6. Safe Harbor Marinas - SanduskyMay 2018 to Aug 2018
  7. Kenyon CollegeAug 2017 to Dec 2020
  8. Dick's Sporting GoodsJun 2017 to Aug 2017
  9. St. Edward High SchoolAug 2013 to Jun 2017

Exams passed

  • Series 66 · Uniform Combined State Law2025

State registrations

Registered as an investment adviser representative in 1 state (NY).

Hightower Advisors, LLC

$198.6BAssets managed
64,035Clients
1,036Advisers
18 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
8076031
Firm CRD
145323
Advisor's SEC record (opens in a new tab)
CallContact this firm