Glen Gaston
Investment adviser representative at Principal Securities, Inc.
10 yearsExperience
1 stateRegistered in
$17BFirm assets
28 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Financial Headquarters (fhq)Aug 2026 to now
- Principal Securities, Inc.Apr 2026 to now
- Principle Life Insurance CompanyApr 2026 to now
- LPL Enterprise LLCApr 2025 to Apr 2026
- Wells FargoAug 2022 to Apr 2025
- One Main FinancialMar 2022 to Aug 2022
- Self Employed- FarmedMar 2021 to Mar 2022
- Social Security AdministrationSep 2020 to Mar 2021
- Collins Community Credit UnionJan 2020 to Aug 2020
- University of Northern IowaJan 2017 to Dec 2019
- Sams ClubJul 2016 to Nov 2016
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 1 state (IA).
Principal Securities, Inc.
$17BAssets managed
51,941Clients
1,464Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8075071
- Firm CRD
- 1137