Cristine T Ferguson
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
14 yearsExperience
1 stateRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
14 years in the industry.
- Bank of America, N.A.May 2025 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedApr 2025 to now
- UnemployedSep 2024 to Apr 2025
- Pearl Health (sequoia One Peo)Jan 2024 to Sep 2024
- UnepmployedOct 2023 to Jan 2024
- Swift MedicalMay 2022 to Oct 2023
- Surgical Care AffiliatesDec 2020 to Mar 2022
- UnemployedSep 2020 to Dec 2020
- Bradford Health ServicesJan 2020 to Sep 2020
- Tenet Healthcare/brookwood Baptist Health/brookwood Med CenterSep 2012 to Dec 2019
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 1 state (AL).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8074486
- Firm CRD
- 7691