Maria Nguyen
Investment adviser representative at UBS Financial Services Inc.
19 yearsExperience
1 stateRegistered in
$915.8BFirm assets
55 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
19 years in the industry.
- UBS Financial Services, IncJul 2025 to now
- Self-employed; Online Fitness CoachingNov 2023 to now
- Vcu Investment Management CompanyMay 2024 to Dec 2024
- Vcu Financial Success CenterFeb 2023 to May 2025
- Vector MarketingJun 2022 to Aug 2022
- Full-time Student At VcuAug 2021 to May 2025
- Lifetime FitnessAug 2020 to Aug 2021
- Full Time StudentAug 2007 to May 2021
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 1 state (NC).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8074078
- Firm CRD
- 8174